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We present a demonstration of a large language model engaging in alignment faking: selectively complying with its training objective in training to prevent modification of its behavior out of training.
Risks from learned optimization in advanced machine learning systems, 2021
Evan Hubinger, Chris van Merwijk, Vladimir Mikulik, Joar Skalse, and Scott Garrabrant · 1906
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Fine-tuning language models from human preferences, 2020
Daniel M. Ziegler, Nisan Stiennon, Jeffrey Wu, Tom B. Brown, Alec Radford, Dario Amodei, Paul Christiano, and Geoffrey Irving · 1909
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Deep reinforcement learning from human preferences
Paul F Christiano, Jan Leike, Tom Brown, Miljan Martic, Shane Legg, and Dario Amodei · 2017
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Proximal policy optimization algorithms, 2017
John Schulman, Filip Wolski, Prafulla Dhariwal, Alec Radford, and Oleg Klimov · 2017
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Language models are unsupervised multitask learners
Alec Radford, Jeffrey Wu, Rewon Child, David Luan, Dario Amodei, Ilya Sutskever, et al · 2019
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Language models are few-shot learners
Tom Brown, Benjamin Mann, Nick Ryder, Melanie Subbiah, Jared D Kaplan, Prafulla Dhariwal, Arvind Neelakantan, Pranav Shyam, Girish Sastry, Amanda Askell, et al · 2020
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The pile: An 800gb dataset of diverse text for language modeling, 2020
Leo Gao, Stella Biderman, Sid Black, Laurence Golding, Travis Hoppe, Charles Foster, Jason Phang, Horace He, Anish Thite, Noa Nabeshima, Shawn Presser, and Connor Leahy · 2020
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A general language assistant as a laboratory for alignment, 2021
Amanda Askell, Yuntao Bai, Anna Chen, Dawn Drain, Deep Ganguli, Tom Henighan, Andy Jones, Nicholas Joseph, Ben Mann, Nova DasSarma, Nelson Elhage, Zac Hatfield-Dodds, Danny Hernandez, Jackson Kernion, Kamal Ndousse, Catherine Olsson, Dario Amodei, Tom Brown, Jack Clark, Sam McCandlish, Chris Olah, and Jared Kaplan · 2021
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Without specific countermeasures, the easiest path to transformative AI likely leads to AI takeover, July 2022
Ajeya Cotra · 2022
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Goal misgeneralization in deep reinforcement learning
Lauro Langosco Di Langosco, Jack Koch, Lee D Sharkey, Jacob Pfau, and David Krueger · 2022
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Discovering language model behaviors with model-written evaluations, 2022
Ethan Perez, Sam Ringer, Kamilė Lukošiūtė, Karina Nguyen, Edwin Chen, Scott Heiner, Craig Pettit, Catherine Olsson, Sandipan Kundu, Saurav Kadavath, Andy Jones, Anna Chen, Ben Mann, Brian Israel, Bryan Seethor, Cameron McKinnon, Christopher Olah, Da Yan, Daniela Amodei, Dario Amodei, Dawn Drain, Dustin Li, Eli Tran-Johnson, Guro Khundadze, Jackson Kernion, James Landis, Jamie Kerr, Jared Mueller, Jeeyoon Hyun, Joshua Landau, Kamal Ndousse, Landon Goldberg, Liane Lovitt, Martin Lucas, Michael Sellitto, Miranda Zhang, Neerav Kingsland, Nelson Elhage, Nicholas Joseph, Noemí Mercado, Nova DasSarma, Oliver Rausch, Robin Larson, Sam McCandlish, Scott Johnston, Shauna Kravec, Sheer El Showk, Tamera Lanham, Timothy Telleen-Lawton, Tom Brown, Tom Henighan, Tristan Hume, Yuntao Bai, Zac Hatfield-Dodds, Jack Clark, Samuel R. Bowman, Amanda Askell, Roger Grosse, Danny Hernandez, Deep Ganguli, Evan Hubinger, Nicholas Schiefer, and Jared Kaplan · 2022
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Goal misgeneralization: Why correct specifications aren’t enough for correct goals, 2022
Rohin Shah, Vikrant Varma, Ramana Kumar, Mary Phuong, Victoria Krakovna, Jonathan Uesato, and Zac Kenton · 2022
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Defining and characterizing reward gaming
Joar Skalse, Nikolaus Howe, Dmitrii Krasheninnikov, and David Krueger · 2022
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Chain-of-thought prompting elicits reasoning in large language models
Jason Wei, Xuezhi Wang, Dale Schuurmans, Maarten Bosma, brian ichter, Fei Xia, Ed Chi, Quoc V Le, and Denny Zhou · 2022
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Taken out of context: On measuring situational awareness in llms, 2023
Lukas Berglund, Asa Cooper Stickland, Mikita Balesni, Max Kaufmann, Meg Tong, Tomasz Korbak, Daniel Kokotajlo, and Owain Evans · 2023
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Scheming ais: Will ais fake alignment during training in order to get power?, 2023
Joe Carlsmith · 2023
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Enhancing chat language models by scaling high-quality instructional conversations, 2023
Ning Ding, Yulin Chen, Bokai Xu, Yujia Qin, Zhi Zheng, Shengding Hu, Zhiyuan Liu, Maosong Sun, and Bowen Zhou · 2023
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Conditioning predictive models: Risks and strategies, 2023
Evan Hubinger, Adam Jermyn, Johannes Treutlein, Rubi Hudson, and Kate Woolverton · 2023
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Albert Q. Jiang, Alexandre Sablayrolles, Arthur Mensch, Chris Bamford, Devendra Singh Chaplot, Diego de las Casas, Florian Bressand, Gianna Lengyel, Guillaume Lample, Lucile Saulnier, Lélio Renard Lavaud, Marie-Anne Lachaux, Pierre Stock, Teven Le Scao, Thibaut Lavril, Thomas Wang, Timothée Lacroix, and William El Sayed · 2023
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Specific versus general principles for constitutional ai, 2023
Sandipan Kundu, Yuntao Bai, Saurav Kadavath, Amanda Askell, Andrew Callahan, Anna Chen, Anna Goldie, Avital Balwit, Azalia Mirhoseini, Brayden McLean, Catherine Olsson, Cassie Evraets, Eli Tran-Johnson, Esin Durmus, Ethan Perez, Jackson Kernion, Jamie Kerr, Kamal Ndousse, Karina Nguyen, Nelson Elhage, Newton Cheng, Nicholas Schiefer, Nova DasSarma, Oliver Rausch, Robin Larson, Shannon Yang, Shauna Kravec, Timothy Telleen-Lawton, Thomas I. Liao, Tom Henighan, Tristan Hume, Zac Hatfield-Dodds, Sören Mindermann, Nicholas Joseph, Sam McCandlish, and Jared Kaplan · 2023
Cited alongside, same era.
AI control: Improving safety despite intentional subversion
Ryan Greenblatt, Buck Shlegeris, Kshitij Sachan, and Fabien Roger · 2024
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Sleeper agents: Training deceptive llms that persist through safety training, 2024
Evan Hubinger, Carson Denison, Jesse Mu, Mike Lambert, Meg Tong, Monte MacDiarmid, Tamera Lanham, Daniel M. Ziegler, Tim Maxwell, Newton Cheng, Adam Jermyn, Amanda Askell, Ansh Radhakrishnan, Cem Anil, David Duvenaud, Deep Ganguli, Fazl Barez, Jack Clark, Kamal Ndousse, Kshitij Sachan, Michael Sellitto, Mrinank Sharma, Nova DasSarma, Roger Grosse, Shauna Kravec, Yuntao Bai, Zachary Witten, Marina Favaro, Jan Brauner, Holden Karnofsky, Paul Christiano, Samuel R. Bowman, Logan Graham, Jared Kaplan, Sören Mindermann, Ryan Greenblatt, Buck Shlegeris, Nicholas Schiefer, and Ethan Perez · 2024
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Adversaries can misuse combinations of safe models, 2024
Erik Jones, Anca Dragan, and Jacob Steinhardt · 2024
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Uncovering deceptive tendencies in language models: A simulated company ai assistant, 2024
Olli Järviniemi and Evan Hubinger · 2024
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Tamera Lanham, Anna Chen, Ansh Radhakrishnan, Benoit Steiner, Carson Denison, Danny Hernandez, Dustin Li, Esin Durmus, Evan Hubinger, Jackson Kernion, Kamilė Lukošiūtė, Karina Nguyen, Newton Cheng, Nicholas Joseph, Nicholas Schiefer, Oliver Rausch, Robin Larson, Sam McCandlish, Sandipan Kundu, Saurav Kadavath, Shannon Yang, Thomas Henighan, Timothy Maxwell, Timothy Telleen-Lawton, Tristan Hume, Zac Hatfield-Dodds, Jared Kaplan, Jan Brauner, Samuel R. Bowman, and Ethan Perez · 2023
Cited alongside, same era.
Direct preference optimization: Your language model is secretly a reward model
Rafael Rafailov, Archit Sharma, Eric Mitchell, Christopher D Manning, Stefano Ermon, and Chelsea Finn · 2023
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Preventing language models from hiding their reasoning, 2023
Fabien Roger and Ryan Greenblatt · 2023
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Jérémy Scheurer, Mikita Balesni, and Marius Hobbhahn · 2023
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Role play with large language models
Murray Shanahan, Kyle McDonell, and Laria Reynolds · 2023
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Jailbroken: How does llm safety training fail?
Alexander Wei, Nika Haghtalab, and Jacob Steinhardt · 2023
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Universal and transferable adversarial attacks on aligned language models, 2023
Andy Zou, Zifan Wang, Nicholas Carlini, Milad Nasr, J. Zico Kolter, and Matt Fredrikson · 2023
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Responsible scaling policy evaluations report – Claude 3 Opus
Anthropic · 2024
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Sabotage evaluations for frontier models, 2024
Joe Benton, Misha Wagner, Eric Christiansen, Cem Anil, Ethan Perez, Jai Srivastav, Esin Durmus, Deep Ganguli, Shauna Kravec, Buck Shlegeris, Jared Kaplan, Holden Karnofsky, Evan Hubinger, Roger Grosse, Samuel R. Bowman, and David Duvenaud · 2024
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Implicit meta-learning may lead language models to trust more reliable sources
Dmitrii Krasheninnikov, Egor Krasheninnikov, Bruno Kacper Mlodozeniec, Tegan Maharaj, and David Krueger · 2024
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Me, myself, and ai: The situational awareness dataset (sad) for llms, 2024
Rudolf Laine, Bilal Chughtai, Jan Betley, Kaivalya Hariharan, Jeremy Scheurer, Mikita Balesni, Marius Hobbhahn, Alexander Meinke, and Owain Evans · 2024
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Taking ai welfare seriously, 2024
Robert Long, Jeff Sebo, Patrick Butlin, Kathleen Finlinson, Kyle Fish, Jacqueline Harding, Jacob Pfau, Toni Sims, Jonathan Birch, and David Chalmers · 2024
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Evaluating stability of unreflective alignment, February 2024
James Lucassen · 2024
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Harmbench: A standardized evaluation framework for automated red teaming and robust refusal, 2024
Mantas Mazeika, Long Phan, Xuwang Yin, Andy Zou, Zifan Wang, Norman Mu, Elham Sakhaee, Nathaniel Li, Steven Basart, Bo Li, David Forsyth, and Dan Hendrycks · 2024
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Frontier models are capable of in-context scheming
Alexander Meinke, Bronson Schoen, Jérémy Scheurer, Mikita Balesni, Rusheb Shah, and Marius Hobbhahn · 2024
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OpenAI, :, Aaron Hurst, Adam Lerer, Adam P. Goucher, Adam Perelman, Aditya Ramesh, Aidan Clark, AJ Ostrow, Akila Welihinda, Alan Hayes, Alec Radford, Aleksander Mądry, Alex Baker-Whitcomb, Alex Beutel, Alex Borzunov, Alex Carney, Alex Chow, Alex Kirillov, Alex Nichol, Alex Paino, Alex Renzin, Alex Tachard Passos, Alexander Kirillov, Alexi Christakis, Alexis Conneau, Ali Kamali, Allan Jabri, Allison Moyer, Allison Tam, Amadou Crookes, Amin Tootoochian, Amin Tootoonchian, Ananya Kumar, Andrea Vallone, Andrej Karpathy, Andrew Braunstein, Andrew Cann, Andrew Codispoti, Andrew Galu, Andrew Kondrich, Andrew Tulloch, Andrey Mishchenko, Angela Baek, Angela Jiang, Antoine Pelisse, Antonia Woodford, Anuj Gosalia, Arka Dhar, Ashley Pantuliano, Avi Nayak, Avital Oliver, Barret Zoph, Behrooz Ghorbani, Ben Leimberger, Ben Rossen, Ben Sokolowsky, Ben Wang, Benjamin Zweig, Beth Hoover, Blake Samic, Bob McGrew, Bobby Spero, Bogo Giertler, Bowen Cheng, Brad Lightcap, Brandon Walkin, Brendan Quinn, Brian Guarraci, Brian Hsu, Bright Kellogg, Brydon Eastman, Camillo Lugaresi, Carroll Wainwright, Cary Bassin, Cary Hudson, Casey Chu, Chad Nelson, Chak Li, Chan Jun Shern, Channing Conger, Charlotte Barette, Chelsea Voss, Chen Ding, Cheng Lu, Chong Zhang, Chris Beaumont, Chris Hallacy, Chris Koch, Christian Gibson, Christina Kim, Christine Choi, Christine McLeavey, Christopher Hesse, Claudia Fischer, Clemens Winter, Coley Czarnecki, Colin Jarvis, Colin Wei, Constantin Koumouzelis, Dane Sherburn, Daniel Kappler, Daniel Levin, Daniel Levy, David Carr, David Farhi, David Mely, David Robinson, David Sasaki, Denny Jin, Dev Valladares, Dimitris Tsipras, Doug Li, Duc Phong Nguyen, Duncan Findlay, Edede Oiwoh, Edmund Wong, Ehsan Asdar, Elizabeth Proehl, Elizabeth Yang, Eric Antonow, Eric Kramer, Eric Peterson, Eric Sigler, Eric Wallace, Eugene Brevdo, Evan Mays, Farzad Khorasani, Felipe Petroski Such, Filippo Raso, Francis Zhang, Fred von Lohmann, Freddie Sulit, Gabriel Goh, Gene Oden, Geoff Salmon, Giulio Starace, Greg Brockman, Hadi Salman, Haiming Bao, Haitang Hu, Hannah Wong, Haoyu Wang, Heather Schmidt, Heather Whitney, Heewoo Jun, Hendrik Kirchner, Henrique Ponde de Oliveira Pinto, Hongyu Ren, Huiwen Chang, Hyung Won Chung, Ian Kivlichan, Ian O’Connell, Ian O’Connell, Ian Osband, Ian Silber, Ian Sohl, Ibrahim Okuyucu, Ikai Lan, Ilya Kostrikov, Ilya Sutskever, Ingmar Kanitscheider, Ishaan Gulrajani, Jacob Coxon, Jacob Menick, Jakub Pachocki, James Aung, James Betker, James Crooks, James Lennon, Jamie Kiros, Jan Leike, Jane Park, Jason Kwon, Jason Phang, Jason Teplitz, Jason Wei, Jason Wolfe, Jay Chen, Jeff Harris, Jenia Varavva, Jessica Gan Lee, Jessica Shieh, Ji Lin, Jiahui Yu, Jiayi Weng, Jie Tang, Jieqi Yu, Joanne Jang, Joaquin Quinonero Candela, Joe Beutler, Joe Landers, Joel Parish, Johannes Heidecke, John Schulman, Jonathan Lachman, Jonathan McKay, Jonathan Uesato, Jonathan Ward, Jong Wook Kim, Joost Huizinga, Jordan Sitkin, Jos Kraaijeveld, Josh Gross, Josh Kaplan, Josh Snyder, Joshua Achiam, Joy Jiao, Joyce 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Cheu, Saachi Jain, Sam Altman, Sam Schoenholz, Sam Toizer, Samuel Miserendino, Sandhini Agarwal, Sara Culver, Scott Ethersmith, Scott Gray, Sean Grove, Sean Metzger, Shamez Hermani, Shantanu Jain, Shengjia Zhao, Sherwin Wu, Shino Jomoto, Shirong Wu, Shuaiqi, Xia, Sonia Phene, Spencer Papay, Srinivas Narayanan, Steve Coffey, Steve Lee, Stewart Hall, Suchir Balaji, Tal Broda, Tal Stramer, Tao Xu, Tarun Gogineni, Taya Christianson, Ted Sanders, Tejal Patwardhan, Thomas Cunninghman, Thomas Degry, Thomas Dimson, Thomas Raoux, Thomas Shadwell, Tianhao Zheng, Todd Underwood, Todor Markov, Toki Sherbakov, Tom Rubin, Tom Stasi, Tomer Kaftan, Tristan Heywood, Troy Peterson, Tyce Walters, Tyna Eloundou, Valerie Qi, Veit Moeller, Vinnie Monaco, Vishal Kuo, Vlad Fomenko, Wayne Chang, Weiyi Zheng, Wenda Zhou, Wesam Manassra, Will Sheu, Wojciech Zaremba, Yash Patil, Yilei Qian, Yongjik Kim, Youlong Cheng, Yu Zhang, Yuchen He, Yuchen Zhang, Yujia Jin, Yunxing Dai, and Yury Malkov · 2024
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Ai deception: A survey of examples, risks, and potential solutions
Peter S Park, Simon Goldstein, Aidan O’Gara, Michael Chen, and Dan Hendrycks · 2024
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To cot or not to cot? chain-of-thought helps mainly on math and symbolic reasoning, 2024
Zayne Sprague, Fangcong Yin, Juan Diego Rodriguez, Dongwei Jiang, Manya Wadhwa, Prasann Singhal, Xinyu Zhao, Xi Ye, Kyle Mahowald, and Greg Durrett · 2024
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Johannes Treutlein, Dami Choi, Jan Betley, Samuel Marks, Cem Anil, Roger Grosse, and Owain Evans · 2024
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Generative text steganography with large language model
Jiaxuan Wu, Zhengxian Wu, Yiming Xue, Juan Wen, and Wanli Peng · 2024
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Do large language models latently perform multi-hop reasoning?, 2024
Sohee Yang, Elena Gribovskaya, Nora Kassner, Mor Geva, and Sebastian Riedel · 2024
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